Broker Check

Our Strategic Alliances

Our Broker-Dealer: Cetera Advisors 

We are affiliated with Cetera Advisors, one of the premier and largest broker-dealers in the industry. Our affiliation means that we are not held to a sales quota or tied to selling only proprietary products. We have the independence and freedom to recommend the financial solutions that best suit your needs, ensuring your objectives are what drives our decisions and are able to utilize their size and clout for research and guidance in serving you.

Their Parent Company: Cetera Financial Group 

Cetera Advisors is part of the family of independently managed firms of Cetera Financial Group (Cetera). For the past 30+ years, Cetera’s family of companies has grown to manage over $240 billion in client assets, delivering advisory products and solutions and sophisticated trading and technology platforms to us and other advisors across all 50 states.

Our Custodians: Pershing and Cetera Investment Services  

Cetera Advisors works with two custodians. Cetera Investment Services LLC custodies individual retirement accounts (IRAs). Pershing LLC custodies brokerage accounts, including the brokerage accounts within IRAs.

Pershing is a subsidiary of the Bank of New York Mellon Corporation, the nation’s oldest continuously operating bank and one of the world’s leading providers of securities services. Cetera Investment Services is an affiliate of Cetera Advisors, providing brokerage and other services to its own clients in addition to providing IRA custodial services to Cetera Advisors’ clients.